Vendor: ICMA
Certifications: Securities Operations Foundation
Exam Name: Securities Operations Foundation Qualification (SOFQ)
Exam Code: SOFQ
Total Questions: 50 Q&As ( View Details)
Last Updated: Mar 20, 2024
Note: Product instant download. Please sign in and click My account to download your product.
VCE
ICMA SOFQ Last Month Results
SOFQ Q&A's Detail
Exam Code: | SOFQ |
Total Questions: | 50 |
Single & Multiple Choice | 50 |
CertBus Has the Latest SOFQ Exam Dumps in Both PDF and VCE Format
SOFQ Online Practice Questions and Answers
Within internal books and records, the recording of the trading book on a securities trade facilitates:
A. Reconciliation of settled positions, per trading book and per security - between the trading department and operations
B. Reconciliation of settled positions, per trading book and per security - between operations and the firm's custodian
C. Reconciliation of trading positions, per trading book and per security - between the firm's counterparty and the firm's custodian
D. Reconciliation of trading positions, per trading book and per security - between the trading department and operations
The divisors applicable to the calculation of bank interest are:
A. EUR = 360, USD = 360, GBP = 365
B. EUR = 365, USD = 360, GBP = 365
C. EUR = 365, USD = 365, GBP = 360
D. EUR = 360, USD = 365, GBP = 360
The ISO currency code 'CHF represents:
A. Ivory Coast Franc
B. Chinese Renminbi
C. Swiss France
D. Norwegian Krone
From the perspective of one party to a securities trade, Free of Payment settlement without risk means:
A. Delivering an asset to the counterparty prior to receipt of the contra asset from the counterparty
B. Simultaneously exchanging securities and cash with the counterparty
C. Delivering an asset to the counterparty following successful exchange of trade confirmations
D. Receiving the counterparty's asset before instructing release of the contra asset
A bond which pays interest semi-annually quotes its interest rate:
A. Relative to a period of 6 months
B. Relative to a period of 24 months
C. Relative to a period of 12 months
D. Relative to a period of 3 months
Add Comments
I passed the SOFQ exam today. The dump is valid. Thank you all and special thanks to my friend Neil. He introduced this site to me.
I have studied every question and answer and I suggest you to go through each question, too. So when you seated for exam, you will be more confident. It will increase the chance to pass your exam. I passed the exam with high score without doubt. If you want to pass the exam like me, just try their dumps.
They did a great job. This dumps provides the reader with more than enough information to understand the topics being covered in each section and I must say it seems very well laid out. This gave me the capability to more understand the network and how its work, it's also helping me to demonstrate many topics included in this book with great examples to my clients and other team members, It was really helpful to me and it shows me how to explain things in the right way.
Thats it for this exam! Gave my test today and passed. Thank to the site. All the best!
Hi All, I took the exam this week, many of the questions were from this dumps and I swear I'm not lying. Recommend this SOFQ exam dump to all.
Over all a very well written and put together dumps. This is the start of my journey I will use this and your other resources along with some courses to try and make something with it. Thank you for helping me, I am happy that I don't need to read another text book.
Thanks for their help, I passed my exam just now. Their dumps are really good. Very helpful and convenient.
Great job, you guys. I passed my exam with your help! Thanks for everything!
I'm only part way through the dumps, but I've been impressed with the writing, content, and presentation of the material. I've read several of the other study guides, and those authors seem more disorganized or believe more words rather than concise content make the material.
i'm so happy that i passed the exam with full score, thanks for this dumps, thanks all.