SOFQ Questions and Answers

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Securities Operations Foundation Qualification (SOFQ): SOFQ

Rating: 5.0

Vendor: ICMA

Certifications: Securities Operations Foundation

Exam Name: Securities Operations Foundation Qualification (SOFQ)

Exam Code: SOFQ

Total Questions: 50 Q&As

Last Updated: Jun 20, 2022

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ICMA SOFQ Last Month Results

671
Successful Stories of ICMA SOFQ Exam
97.3%
High Score Rate in Actual ICMA Exams
91.6%
Same Questions from the Latest Real Exam

SOFQ Online Practice Questions and Answers

Questions 1

Within internal books and records, the recording of the trading book on a securities trade facilitates:

A. Reconciliation of settled positions, per trading book and per security - between the trading department and operations

B. Reconciliation of settled positions, per trading book and per security - between operations and the firm's custodian

C. Reconciliation of trading positions, per trading book and per security - between the firm's counterparty and the firm's custodian

D. Reconciliation of trading positions, per trading book and per security - between the trading department and operations

Show Answer
Questions 2

On a scale of 1,500,000 Microsoft Corporation shares at a price of USD 3.78 per share, the SEC Fee payable is::

A. USD 1.89

B. USD 18.90

C. USD 189.00

D. USD 1890.00

Show Answer
Questions 3

A S.W.I.FT. 'Bank Identifier Code' comprises::

A. A region code, a country code and a city code

B. A bank code, a country code and a location code

C. A continent code, a country code and a municipality code

D. A bank code, a continent code and a currency code

Show Answer More Questions

Success Stories

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  • France
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Zuzi

  • Israel
  • Jun 26, 2022
  • Rating: 4.2 / 5.0

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  • Sri Lanka
  • Jun 25, 2022
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  • Ottawa
  • Jun 23, 2022
  • Rating: 5.0 / 5.0

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  • Jun 22, 2022
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  • Jun 22, 2022
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  • Israel
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  • Philippines
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  • Canada
  • Jun 21, 2022
  • Rating: 4.2 / 5.0

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